Welcome to the home page of Douglas Schulz, a nationally recognized securities expert witness and the President of Invest Securities Consulting, Inc. Mr. Schulz is a Certified Regulatory Compliance Professional (CRCP) who has been retained in over 1,175 securities related matters. Mr. Schulz has testified in over 650 FINRA Arbitrations and civil cases regarding investment and brokerage disputes that have resulted in arbitration awards and settlements totaling over $383 million dollars.
A client-focused and solution-based company with a proven record, Invest Securities Consulting, Inc. provides clients with a full range of services relating to the securities industry
Douglas J. Schulz has co-authored a book with Tracy Pride Stoneman, distinguished securities lawyer about the brokerage industry. The book, was reviewed in the February 11, 2002 issue of Business Week Magazine! “The imperative to be a skeptical investor is a lesson most of us learn the hard way. That’s why you might do a favor for any friends who still use a stockbroker by giving them Brokerage Fraud: What Wall Street Doesn’t Want You to Know (Dearborn, $24.95). The authors, battle stockbrokers for a living. . . . they make enough of a case to get even very trusting investors to (wisely) think thrice about any broker’s advice”.
Use the link below to get details, qualifications,certifications, licenses, as well as regulatory actions and violations or complaints on Brokers & Brokerage Firms.
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