Articles Written By Douglas J. Schulz
Securities Expert Witness, Douglas Schulz
Is committed to providing expert analysis, consultation and litigation support services for individual investors and the attorneys who represent them in the complex and rapidly ever-changing arbitration process. The following articles and publications were written by Douglas J. Schulz. These articles have been copyrighted. You have permission to download, print, and utilize these articles as long as you credit the source.
The following articles and publications were written by Douglas J. Schulz. These articles have been copyrighted. You have permission to download, print, and utilize these articles as long as you credit the source.
Online/Internet Trading, Gambling, BD’s No Duties, Third-Party Accounts, April 2023
Unauthorized Discretionary Trading 2020
Cryptocurrencies–Investment or Electronic Currency of the Future?
Cryptocurrencies–Investment or Electronic Currency of the Future?
Supervision of Third-Party/Power of Attorney Accounts
2016 PIABA Bar Journal, Vol. 23. No.2, This article details the serious problems that can arise in brokerage accounts when a power of attorney is given to a third party, especially at Internet/online brokerage firms.
Bonds and Bond Funds - the Next WallStreet Bombshell
Swimming Naked When the Tide Goes Out: Naked/Short Options
2013 PIABA Bar Journal, Volume 20, No. 1 2013. This article is a primer on naked or short options, the conflict of interest, firm commission schedules, online option trading, securities regulations, portfolio margin and margin call liquidations.
Due Diligence: Securities Applications and Regulatory Requirements
Flat Fees or Fat Fees
Concentration: Too Much of a Good Thing
Unauthorized Trading, Time and Price Discretion & the Mismarking of Order Tickets
No Duty – Does Suitability Apply to Internet Brokerage Firms?
Perils of the Net Trader
Internet Market Orders Can Be Dangerous
Internet Trading - Take a Walk on the Wild Side
An Additional Revenue Stream: The Second Opinion Business
The New NASD Arbitrator Selection System - NLSS
Risk Tolerance of Investors
Investors Level of Knowledge
When Is An Order An Order? Unauthorized Trading by Securities Brokers
Damages in Limited Partnership Cases
Arbitration of Limited Partnership Cases
The Use of Expert Witnesses in Securities Arbitration
Forced Arbitration - Perfect Justice? Discovery in Arbitration
Mr. Schulz was a co-columnist on articles on the investment and brokerage industry for the Colorado Springs Business Journal.